法国兴业银行
Global Markets Advisory Compliance Officer
Global Markets Advisory Compliance Officer
发布于 2 天前普通员工/个人贡献者
香港特别行政区
高级经验
全职员工
仅现场办公
学历未注明
Stakeholder Management
Compliance Advisory
Market Integrity
Regulatory Controls
Short Selling
AI 估算 · 55k–90k
香港资深合规岗位，市场薪资竞争力强，需深厚专业知识，薪资中上水平。
职位详情
关于这个职位
This role is a 6-month contract position within the APAC Markets Advisory Compliance team at Societe Generale in Hong Kong. You will assist in reviewing controls and governance for order execution, market integrity, and short selling across APAC markets, focusing on pre-trade and post-trade surveillance. Ideal for professionals with deep expertise in global markets compliance and a strong understanding of execution processes.
最低要求
Relevant experience in the field of Global Markets Compliance Advisory
Seasoned professional with a thorough understanding of market execution processes and controls, and more specifically order management, execution management, short sell management
Sound knowledge of Capital Markets control framework
Experience in managing stakeholders in multicultural context is a must
Track record of providing advice and leading change in regulatory context is a must
Sharp analytical and problem-solving skills, with excellent attention to detail
Effective coordination, communication, presentation, motivating and public speaking skills
Strong stakeholder management: Ability to discuss with the business (adopting an independent partner posture, while understanding concerns), of having convictions and keeping them, and ability to explain his/her positions.
Autonomy, Ability to make decisions, Rigor, Integrity, Exemplarity.
工作职责
Assist with ad-hoc projects to review the adequacy of controls and governance vis a vis regulations and exchange rules for APAC markets, with a focus on order and execution management, market integrity and short sell.
The controls review includes notably pre-trade controls for Principal business, pre-trade controls for Agency business, and Post trade surveillance controls.
The role and the mission will be overseen by the APAC Head of MARK Advisory Compliance.
AI 洞察
优缺点分析
优点
- Work at a top-tier global bank with a strong compliance culture and diverse teams.
- Gain hands-on experience with cutting-edge market regulations and controls in APAC.
- Opportunity to build a network with senior stakeholders and regulatory bodies.
- Enhance your expertise in short sell and market integrity, a niche area.
- The contract is only 6 months, providing limited job security.
- Requires deep knowledge of complex regulations and fast-paced market changes.
- Managing multiple stakeholders and providing independent advice can be demanding.
- This role is ideal for experienced compliance professionals who thrive in dynamic regulatory environments and seek a challenging project-based opportunity at a renowned institution.
缺点 / 挑战
暂无明显挑战项
角色解读
- This role offers exposure to senior compliance leadership and regulatory projects, paving the way for a permanent advisory role.
- You can deepen expertise in APAC markets compliance and potentially move into broader regional or global compliance positions.
- The contract nature may lead to extension or conversion based on performance and business needs.
- You will review and enhance compliance controls for APAC markets, focusing on order execution, market integrity, and short selling.
- You will assess pre-trade and post-trade surveillance controls for both principal and agency businesses.
- You will support ad-hoc projects and work under the supervision of the APAC Head of MARK Advisory Compliance.
- Deep understanding of global markets compliance, especially order management, execution, and short sell regulations.
- Strong analytical and problem-solving skills with attention to detail.
- Excellent communication and stakeholder management abilities in a multicultural environment.
- Proven experience in providing regulatory advice and leading change.
申请策略
- Tailor your cover letter to demonstrate your understanding of Societe Generale's core values and commitment to compliance.
- Prepare to discuss a specific regulatory challenge you faced and how you resolved it.
- Emphasize your experience in global markets compliance, especially order and execution controls.
- Showcase specific projects where you improved compliance frameworks or advised on regulatory changes.
- Highlight your ability to manage stakeholders and communicate effectively across cultures.
- Brush up on APAC market rules (e.g., Hong Kong SFC, Singapore MAS) and short sell regulations.
- Strengthen your knowledge of pre-trade surveillance systems and control testing methodologies.
面试指南
- Use the STAR method (Situation, Task, Action, Result) for behavioral questions.
- For technical questions, structure your answer: regulation context, control design, implementation, and monitoring.
- Describe your experience with pre-trade controls for equity or derivatives markets.
- How do you stay updated on changing regulations and ensure compliance across APAC jurisdictions?
- Give an example of a time you influenced a business line to adopt a stricter control.
- What is your approach to reviewing short sell controls and identifying gaps?
- Review the latest SFC and HKEX rules on short selling and market integrity.
- Prepare a portfolio of your past compliance projects and quantifiable outcomes.
匹配度报告
72
综合匹配度
Short-term contract at top bank, strong development potential, on-site Hong Kong, no explicit WLB perks.
适合人群
Best suited for professionals prioritizing skill growth and regulatory expertise over work-life balance and job security.
最强匹配
成长发展匹配
最弱匹配
工作生活匹配
薪资福利70
成长发展85
工作生活60
使命价值75
薪资福利匹配
70中等
Compensation is competitive for Hong Kong compliance roles, but the contract nature reduces stability. Salary and benefits are not fully disclosed.
薪资信号未披露（AI估算：55K-90K/月）
成长发展匹配
85较高
The role offers strong developmental value through exposure to senior stakeholders, regulatory projects, and niche expertise in market compliance.
技术前沿主流现代技术
技术栈Compliance、Regulatory Controls、Surveillance
成长机会Ad-hoc projects、Overseen by APAC Head
业务类型cost_center
工作生活匹配
60中等
Work is on-site in Hong Kong, likely standard office hours, but no specific WLB signals. Contract nature may add pressure.
工作模式仅现场办公
办公地点海外（不适用）
加班情况未提及（无法判断）
使命价值匹配
75中等
The role contributes to market integrity and regulatory compliance, which has positive social impact. Industry is stable and regulated.
行业发展稳定成熟行业
社会影响正向社会影响力较高
使命信号commitment、responsibility、ethics
创新程度稳健跟随主流
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