Strategy: Promoting House View (Promote House view to Frontlines and Customers, which includes but not limit to key economic drivers, emerging economic trends, and relevant markets movements). SCB Branding enhancement (Distribute market commentary through authorized dissemination channels).
Business: Provide support to product team for products solutions (Produce market commentary, which reflects the views of WRB and financial markets outlook).
Processes: Complied with related process.
People & Talent: Collaborate with Group, North Asia Region (Provide support for producing and distributing Simplified Chinese version from group produced market commentary).
Risk Management: Accountability Review (Understand, acknowledge and comply with the requirements on individual accountabilities and responsibilities of the job set out in applicable local laws and regulations as well as SCB internal policies; Effectively ensure and intensify internal controls by keeping abreast with developments of applicable local laws and regulations on accountabilities; Perform job duties with diligence, contribute to efforts as an individual or as a team member so as to avoid any actual or potential legal sanctions, regulatory penalties, material financial loss, or adverse reputational impact on the Bank; Be responsible for failure to follow relevant rules and processes, failure to properly perform the responsibilities, and implement corrections; Cooperate with any investigations or reviews on regulatory failure such as accountability review).
Governance: Accountable for Consumer Rights Protection Requirements (CN required) (Fully comply with all the regulatory requirements related to Consumer Rights Protection, uphold the robust mindset of Consumer Rights Protection, complete the Consumer Rights Protection themed training and workshop in due course, prevent the potential infringements of consumer rights, participate the public education, EV or other activities to uplift the public awareness about Consumer Rights Protection).
Regulatory & Business Conduct: Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key stakeholders: China WRB, Group Chief Investment Officer.
Other Responsibilities: Understand, acknowledge and comply with the requirements on individual accountabilities and responsibilities of the job set out in applicable local laws and regulations as well as SCB internal policies; Effectively ensure and intensify internal controls by keeping abreast with developments of applicable local laws and regulations on accountabilities; Perform job duties with diligence, contribute to efforts as an individual or as a team member so as to avoid any actual or potential legal sanctions, regulatory penalties, material financial loss, or adverse reputational impact on the Bank; Be responsible for failure to follow relevant rules and processes, failure to properly perform the responsibilities, and implement corrections; Cooperate with any investigations or reviews on regulatory failure such as accountability review; Properly perform the duties on management and ensure the effectiveness of internal control; Be responsible for regulatory failure or risks arising from or in connection of the event over which the employee has the duties of management and/or leadership; Be responsible for significant losses due to failure of effectiveness of internal control.