法国兴业银行
Regulatory Reporting Associate/VP
Regulatory Reporting Associate/VP
发布于 大约 9 小时前高层管理(VP/总经理/CEO)
香港特别行政区
高级经验
全职员工
仅现场办公
学历未注明
法务、风险与合规
AI/ML
KPI
Microsoft Excel
FATCA
CRS
UAT
HKMA
KRI
Governance
AI 估算 · 60k–120k
香港金融业VP级别，合规报告岗位稀缺，薪资竞争力强。
职位详情
关于这个职位
This role oversees regulatory reporting and tax production processes across the Asia-Pacific region, ensuring compliance with frameworks like HKMA, FATCA, and CRS. You will lead governance, process improvements, and incident management. Ideal for experienced professionals in financial compliance.
最低要求
Core Values and Conduct: Exemplary in adhering to the code of conduct, working for the collective good beyond personal agendas, and demonstrating courage in expressing convictions and making decisions.
Innovation and Adaptability: Think disruptively about core business challenges, encourage innovative approaches, and remain flexible and proactive in adapting to a changing environment.
Team Collaboration: A strong team player with the ability to drive cross-departmental initiatives for common goals, fostering collaboration and collective success.
Regulatory Focus: Strong ability to work under pressure, particularly in ensuring compliance with regulatory requirements.
Attention to Detail: High commitment to delivering accurate, high-quality work with strong attention to detail.
Technical Skills: Proficiency in Microsoft Office Suite, especially Excel and Outlook; familiarity with AI/ML concepts and tools is a plus.
Analytical and Problem-Solving Skills: Strong analytical mindset with a natural aptitude for solving complex problems.
Communication Skills: Excellent verbal and written communication skills, with fluency in English.
工作职责
Governance and Monitoring
Act as a control tower to oversee regional production processes, ensuring robust governance frameworks, implementation of KPIs/KRIs, and adherence to regulatory requirements.
Lead governance meetings to address production performance, risks, incidents, new products impacts, change the bank impacts, and regulatory changes.
Process Improvement and Compliance
Review and enhance existing processes for both regulatory reporting and tax production, proposing and implementing remediation actions and solutions.
Ensure alignment with regulatory frameworks, including adherence to reporting golden rules, and deliver transversal regulatory and tax compliance topics within required timelines.
Incident and Issue Management
Define and implement action plans for regulatory and tax-related incidents, collaborating with local teams and escalating issues or decisions to management as needed.
Regulatory Impact and Change Management
Conduct impact assessments for regulatory changes, perform gap analyses, and coordinate feasibility studies to propose solutions for systems, organization, and processes.
Oversee outsourced and offshored production and ensure readiness for new regulatory requirements.
Production Oversight
Ensure timely, accurate, and complete production of regulatory reports (e.g., HKMA periodic reports/surveys) and tax reports (e.g., FATCA and CRS reporting, post-trade monitoring).
Coordinate business requirements and User Acceptance Testing (UAT) for system and process changes.
Documentation and Reporting
Maintain key working documents and deliverables, and provide dashboards and indicators to monitor production perimeters for both regulatory reporting and tax processes.
Knowledge Development
Build expertise in regulatory and tax frameworks across countries/jurisdictions within the region, staying updated on reforms and ensuring compliance.
优先资格
familiarity with AI/ML concepts and tools is a plus
AI 洞察
优缺点分析
优点
- High compensation package typical for VP-level roles in Hong Kong banking.
- Opportunity to work with complex regulatory frameworks and develop deep expertise.
- Stable industry with long-term career prospects in compliance.
- Exposure to APAC region, enhancing regional knowledge and network.
- High pressure environment with strict deadlines and regulatory scrutiny.
- Frequent regulatory changes require constant learning and adaptability.
- Work-life balance may be challenged during peak reporting periods.
- This role is ideal for experienced compliance professionals who thrive in structured, high-stakes environments and have strong attention to detail.
缺点 / 挑战
暂无明显挑战项
角色解读
- Promote to Head of Regulatory Reporting for APAC or Global role.
- Transition into broader compliance or operational risk management positions.
- Expand expertise into new regulatory domains or fintech compliance.
- Oversee and monitor regional regulatory reporting and tax production processes to ensure accuracy and timeliness.
- Lead governance meetings to discuss performance, risks, incidents, and regulatory changes.
- Conduct impact assessments for new regulations and coordinate system and process changes.
- Manage incident response and remediation plans for regulatory and tax issues.
- Deep understanding of regulatory frameworks (e.g., HKMA, FATCA, CRS) and tax reporting.
- Proficiency in Microsoft Excel for data analysis and reporting.
- Strong communication and leadership skills to manage cross-team initiatives.
- Analytical and problem-solving mindset for complex compliance challenges.
申请策略
- Research Societe Generale's culture and recent regulatory changes in APAC.
- Prepare examples demonstrating how you've handled regulatory pressures and complex issues.
- Emphasize experience in regulatory reporting (HKMA, FATCA, CRS) and tax compliance.
- Showcase achievements in process improvements and incident management.
- Highlight leadership in cross-functional projects and governance meetings.
- Include specific metrics like accuracy rates, timeliness, or regulatory findings resolved.
- Gain deeper knowledge of AI/ML tools to automate reporting processes.
- Obtain certifications like CFA or CRCM to strengthen credentials.
面试指南
- Use the STAR method (Situation, Task, Action, Result) for behavioral questions.
- For technical questions, explain the regulatory requirement, your approach, and the outcome.
- Demonstrate leadership by emphasizing collaboration and proactive communication.
- How do you ensure accuracy in regulatory reports under tight deadlines?
- Describe a time you managed a regulatory change impact assessment.
- How would you handle a conflict between a local team and central requirements?
- What is your experience with FATCA and CRS reporting?
- How do you stay updated with regulatory changes in APAC?
职位点评
64
综合评分
High-paying VP regulatory compliance role in Hong Kong banking, offering deep expertise but limited flexibility.
更适合这类人
This role is best suited for candidates motivated by high compensation and career stability in a well-established industry, who are comfortable with a structured, on-site work environment.
表现最好
薪资福利
相对薄弱
工作生活
薪资福利80
成长发展65
工作生活50
使命价值60
薪资福利
80较高
This role offers a competitive VP-level salary in Hong Kong, though specific benefits are not disclosed. The high base pay is a strong motivator for candidates prioritizing compensation.
薪资信号未披露（AI估算：60K-120K/月）
成长发展
65中等
The job provides learning in regulatory frameworks and process improvements, but technology stack is traditional (Excel, basic AI/ML). Growth is internal within compliance domain, not cutting-edge tech.
技术前沿传统/成熟技术
技术栈Excel、Outlook、AI、ML
业务类型ambiguous
工作生活
50较低
On-site work in Hong Kong with no mention of flexible hours. The high-pressure environment and strict deadlines likely limit work-life balance, though not explicitly stated.
工作模式仅现场办公
办公地点市区核心地段
加班情况未提及（无法判断）
使命价值
60中等
The role ensures regulatory compliance, which has positive social impact by maintaining market integrity. However, it is back-office and not directly mission-driven.
行业发展稳定成熟行业
社会影响中性/一般
创新程度稳健跟随主流
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