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野村控股
Associate, Operational Risk Manager
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Associate, Operational Risk Manager

发布于 1 天前

中层管理(经理/总监)

Central, HK
高级经验
全职员工
仅现场办公
本科
法务、风险与合规
Cash Equity
Communication Skills
Crm
Electronic Trading
Equity Derivatives
Fix Protocol
Frm
Oms/Ems
Prime Brokerage

AI 估算 · 80k–160k

香港投资银行VP级别，8年以上经验，薪资较高，市场水准约8-16万人民币/月。

职位详情

关于这个职位

This role involves implementing and maintaining the operational risk management framework at Nomura. You will conduct risk assessments, monitor key risk indicators, and prepare reports for senior management. Collaborate with business units to identify and mitigate operational risks in a global financial institution.

最低要求

Minimum Degree from an accredited University.

Minimum of 8 years of experience in risk management or control function within an investment bank.
Experience and understanding of operational risk management principles and frameworks along with regulatory requirements and industry standards.
Product knowledge of Equity Derivatives, Prime Brokerage and Cash Equity.
Knowledge of financial markets, investment products, and trading strategies specific to Asia markets.
Strong analytical and problem-solving skills
Excellent communication and presentation skills
Proficiency in Microsoft Office Suite

工作职责

Assist in conducting risk assessments and identifying potential operational risks.

Monitor key risk indicators (KRIs) and risk metrics.
Support the development and maintenance of risk registers.
Participate in risk control self-assessments (RCSAs).
Prepare regular operational risk reports for senior management.
Document risk incidents and near-misses.
Maintain operational risk documentation and procedures.
Track and report on risk mitigation activities.
Support the development and implementation of risk management policies and procedures.
Identify areas for process improvement and control enhancement.
Assist in implementing risk mitigation strategies.
Collaborate with business units to identify and assess operational risks.
Provide guidance on risk management practices to stakeholders.
Support training initiatives related to operational risk management.
Liaise with internal audit and compliance teams.

优先资格

Professional certifications e.g. FRM, CRM, PRM of CSIA would be advantageous.

Familiarity with electronic trading, OMS/EMS, FIX protocol, and trading protocols.

AI 洞察

优缺点分析

优点

  • Work at a top-tier global investment bank with strong brand and resources.
  • Exposure to diverse financial products and risk management practices.
  • Opportunity to influence risk culture and control improvements.
  • Competitive compensation and benefits typical of senior roles in finance.
  • High pressure and responsibility due to the critical nature of risk management.
  • Requires deep specialization and continuous learning to keep up with regulatory changes.
  • May involve managing complex stakeholder relationships and escalating issues.
  • This role is ideal for experienced risk professionals who thrive in a structured, high-stakes environment and enjoy collaborating with business units to manage operational risk.

缺点 / 挑战

暂无明显挑战项

角色解读

  • Progress to Senior Operational Risk Manager or Head of Operational Risk for a region.
  • Move into broader risk management roles such as Enterprise Risk or Credit Risk.
  • Transition to consulting or regulatory roles with deeper expertise.
  • Conduct risk assessments and identify potential operational risks across business units.
  • Monitor key risk indicators (KRIs) and maintain risk registers.
  • Prepare and present operational risk reports to senior management.
  • Collaborate with business units to implement risk mitigation strategies and improve controls.
  • Deep understanding of operational risk frameworks and regulatory requirements in investment banking.
  • Product knowledge in Equity Derivatives, Prime Brokerage, and Cash Equity.
  • Strong analytical and problem-solving abilities.
  • Excellent communication and presentation skills for stakeholder management.

申请策略

  • Tailor your cover letter to demonstrate understanding of Nomura's risk culture and second line of defense role.
  • Prepare to discuss specific examples of risk mitigation and stakeholder management in interviews.
  • Emphasize 8+ years of risk management experience in investment banking, especially operational risk.
  • Highlight specific product knowledge (Equity Derivatives, Prime Brokerage, Cash Equity).
  • Showcase achievements in risk assessment, KRI monitoring, and report preparation.
  • List relevant certifications like FRM, CRM, or PRM if applicable.
  • Familiarize yourself with electronic trading systems and FIX protocol if not already.
  • Consider obtaining a professional certification (FRM, CRM) to strengthen profile.

面试指南

  • Use the STAR method (Situation, Task, Action, Result) for behavioral questions.
  • Demonstrate technical knowledge by referencing specific frameworks (e.g., Basel, ISO 31000) and product expertise.
  • Show stakeholder management skills by emphasizing collaboration and clear communication.
  • How do you identify and assess operational risks in a trading environment?
  • Describe a time you implemented a risk mitigation strategy that improved control.
  • What key risk indicators would you monitor for Equity Derivatives?
  • How do you communicate risk issues to senior management?
  • Explain your experience with RCSA and risk register maintenance.

职位点评

68
综合评分

Senior operational risk role at a top investment bank, high pay but demanding on-site work.

从薪资福利、成长空间、工作节奏和岗位方向综合评估，方便横向比较。

更适合这类人
This role is best suited for candidates prioritizing compensation and career stability over work-life balance.
表现最好
薪资福利
相对薄弱
工作生活
薪资福利80
成长发展70
工作生活50
使命价值60

薪资福利

80较高

The role offers competitive compensation typical of a VP in an investment bank, with potential bonuses. However, exact figures are not disclosed.

薪资信号未披露（AI估算：80K-160K/月）

成长发展

70中等

Provides opportunities to develop deep risk management expertise and work with complex financial products. Limited mention of formal training or promotion paths.

技术前沿传统/成熟技术
技术栈Operational Risk、Equity Derivatives、FIX Protocol
业务类型ambiguous

工作生活

50较低

On-site work in Hong Kong central, typical investment banking hours may involve long working days. No mention of flexibility.

工作模式仅现场办公
办公地点市区核心地段
加班情况未提及（无法判断）

使命价值

60中等

Operational risk management has clear societal value in maintaining financial stability, but the role itself is more about compliance and control than innovation.

行业发展稳定成熟行业
社会影响中性/一般
创新程度稳健跟随主流

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