汇丰
Associate, Fund Ops, Global Trustee & Fiduciary Services
Associate, Fund Ops, Global Trustee & Fiduciary Services
发布于 3 天前普通员工/个人贡献者
Kowloon City, Kowloon, Hong Kong
高级经验
全职员工
仅现场办公
本科
财务与会计
HKMA
SFC
Risk Management
Client Relationship
Sfc Ra13
Trustee
Fiduciary
Mpfa
AI 估算 · 45k–65k
Hong Kong fund operations role requiring SFC RA13 license; mid-level position at a global bank with competitive base salary plus
职位详情
关于这个职位
This role involves performing trustee responsibilities for investment funds, ensuring compliance with Hong Kong regulations (MPFA, SFC, HKMA) and fiduciary duties. You will monitor fund operators, handle regulatory reporting, and maintain governance frameworks. The position requires an SFC RA13 license and strong analytical skills to manage complex fund operations.
最低要求
The role can be performed only by a Licensed Representative licensed for SFC Regulated Activity Type 13 (i.e. RA13 license). If not already licensed as such, the role holder must be capable of fulfilling the licensing conditions relevant to RA13 including passing the relevant examination/s and having the relevant professional qualifications and/or industry experience.
Appropriate trustee or funds experience.
A good appreciation of the Hong Kong fund regulatory environment and detailed knowledge of regulatory developments
Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to servicing of funds
Ability to analyse complex fund operations issue with a focus on fiduciary duty and propose solutions
Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to the management of funds
First rate communication and presentational skills
High degree of computer literacy
Excellent numeric and analytical skills with strong attention to detail
Experience and confidence in dealing with clients at a senior level
Demonstrate management and coaching skills
Strong team working ability; open to new ideas and confident in sharing thoughts and proposals in team discussion
Clear understanding of importance of effective customer service internally and externally
Ability to cultivate strategic client relationships and ensuring clients’ perspective is the driving force behind all value-added business activities.
University degree or equivalent work experience.
工作职责
Executing trustee responsibility, ensuring alignment with fiduciary obligation and investor protection
Overseeing and ensuring that client investment funds are operating in accordance with relevant rules and regulations as prescribed by the MPFA, SFC, HKMA Regulations and the constitutional documents of the funds.
Acting independently as Trustee to review and monitor the reporting of incidents, breaches and non-compliance issues, and conduct direct regulatory reporting as required.
Regularly monitoring the services of funds operators (including fund manager, internal and external service providers)
Ensuring prompt and effective responses to inquiries from fund manager / operators / regulators, consulting internal stakeholders and risk stewards as appropriate
Regularly reviewing and updating internal regulatory mapping files, delegation documentation, and internal procedures to maintain robust governance frameworks
Monitoring the regulatory update and assessing their impact on trustee operations and implement necessary changes to ensure ongoing compliance
The role is relationship driven and will involve conversation with clients.
AI 洞察
优缺点分析
优点
- Global bank with strong brand and career development opportunities.
- Specialized role with high regulatory value
- only a small pool of licensed professionals.
- Exposure to complex fund structures and regulatory bodies like SFC, MPFA.
- Requires SFC RA13 license which may involve exams and experience
- high barrier to entry.
- High responsibility with fiduciary duties
- errors can have serious consequences.
- Need to keep up with evolving Hong Kong regulations
- continuous learning required.
- Ideal for experienced fund operations or compliance professionals who have or can obtain an SFC RA13 license and enjoy regulatory rigor.
缺点 / 挑战
暂无明显挑战项
角色解读
- Advance to senior associate or vice president within global trustee services or asset servicing.
- Move into broader risk management, compliance, or fund management roles within the bank.
- Execute trustee responsibilities ensuring compliance with Hong Kong fund regulations and fiduciary duties.
- Monitor fund operators including managers and service providers, and conduct regulatory reporting.
- Handle incidents, breaches, and non-compliance issues, and maintain governance frameworks.
- SFC RA13 license or ability to obtain
- deep knowledge of Hong Kong fund regulatory environment.
- Strong analytical and numerical skills with attention to detail
- ability to analyze complex operational issues.
- Excellent communication and client relationship skills
- experience dealing with senior clients.
申请策略
- Tailor your CV to demonstrate specific trustee or fund operations experience with quantitative results.
- Research HSBC's global trustee services and show understanding of the role's regulatory importance.
- Highlight any SFC licenses held, especially RA13, or relevant fund trustee/operations experience.
- Showcase knowledge of Hong Kong regulatory framework (MPFA, SFC, HKMA) and examples of regulatory reporting.
- Emphasize client relationship management and problem-solving in complex fund scenarios.
- If not yet licensed, start preparing for SFC RA13 examination and understand licensing conditions.
- Deepen knowledge of Hong Kong fund regulations and fiduciary duties through courses or reading.
面试指南
- Use the STAR method (Situation, Task, Action, Result) to structure examples.
- For regulatory questions, reference specific regulations (e.g., MPFA guidelines, SFC Code of Conduct) and demonstrate practical application.
- Describe your experience with fund operations and regulatory compliance in Hong Kong.
- How would you handle a breach of investment restrictions by a fund manager?
- Explain the fiduciary duties of a trustee under Hong Kong law.
- Walk me through a complex operational issue you resolved, focusing on regulatory aspects.
- How do you stay updated on regulatory changes and ensure compliance?
- Review SFC handbook and relevant Hong Kong fund regulations (e.g., UCITS, MPF).
职位点评
64
综合评分
Specialized fund operations role at global bank, strong compensation but on-site and demanding.
更适合这类人
Best for candidates prioritizing compensation and career stability in a regulated field, less ideal for those seeking flexible work-life balance.
表现最好
薪资福利
相对薄弱
工作生活
薪资福利75
成长发展70
工作生活50
使命价值60
薪资福利
75中等
Competitive base salary and bonus at a global bank; but no explicit benefits mentioned in JD.
薪资信号未披露（AI估算：45K-65K/月）
成长发展
70中等
Strong development potential through regulatory expertise and career growth, but JD mentions only 'continuous professional development' generically.
技术前沿传统/成熟技术
技术栈SFC、MPFA、fiduciary、regulatory mapping
成长机会continuous professional development
业务类型ambiguous
工作生活
50较低
On-site role in Hong Kong; no mention of flexible working. Likely standard office hours but regulated environment may require overtime.
工作模式仅现场办公
办公地点市区核心地段
加班情况未提及（无法判断）
使命价值
60中等
Role has social impact through investor protection and regulatory compliance, but JD does not emphasize mission.
行业发展稳定成熟行业
社会影响中性/一般
创新程度稳健跟随主流
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