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法国兴业银行
VP, APAC Regional Sanctions Compliance Officer
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VP, APAC Regional Sanctions Compliance Officer

发布于 大约 15 小时前

中层管理(经理/总监)

香港特别行政区
高级经验
全职员工
仅现场办公
本科
法务、风险与合规
Acams
Aml
Cgss
Dow Jones Risk & Compliance
Kyc
Regulatory
World-Check

AI 估算 · 80k–130k

香港金融业合规VP岗位，经验要求高，薪资在香港属中上水平，参考市场数据

职位详情

关于这个职位

This role is a key position within the APAC Financial Crime Unit, responsible for providing sanctions compliance advisory to business lines and support functions. You will handle transaction reviews, customer due diligence, and escalation of sanctions-related cases, ensuring adherence to EU, US, UN, and HK regulations. Ideal for experienced compliance professionals looking to deepen their expertise in a regional role at a top-tier bank.

最低要求

Substantial years of relevant experience in Sanctions Compliance, Financial Crime Compliance, or related risk/control functions within financial institutions.

Solid knowledge of EU/US/UN/HK sanctions regimes. Relevant professional certifications, including the ACAMS Certified Global Sanctions Specialist (CGSS), are preferred but not a prerequisite.
Good understanding of financial crime risks, risk assessments and controls in relation to Sanctions related matters, including evolving geopolitical developments and their impact on financial services.
Good understanding of trade finance products and the business line activities.
Good knowledge of KYC, CDD/EDD requirements and their intersection with sanctions risks.
Working knowledge of global regulatory and financial services legislation as it pertains to Sanctions & Embargoes rules relevant to the business lines.
Experience with screening tools and systems (e.g. Microsoft, World-Check, Dow Jones Risk & Compliance, Lloyds Sea Searcher).
Proficiency in English is essential; Mandarin is an advantage, but not a prerequisite.

工作职责

Perform analysis, liaise with Business Lines, KYC Team and other relevant departments to provide, in a timely manner, Sanctions compliance opinions in relation to I. Proposed transactions (including trade finance transactions, syndicated loans, debt issuances etc.); and ii. Onboardings, regular and trigger event reviews of customers.

Provide advice in relation to the inclusion of S&E related compliance clauses in legal documentation.
Timely clearance of Sanctions related alerts, including but not limited to transactional and referential sanctions screening alerts.
Review customer files and transactions escalated by local Compliance teams in the region, and where applicable further escalate such cases to Group Sanctions Compliance.
Work with Business Lines, KYC Team and support functions to implement the relevant policies and procedures related to sanctions compliance framework, including performing regular reviews of S&E related policies and procedures.
Maintain a solid knowledge of EU/US/UN/HK sanctions regulations; ensure up-to-date knowledge on regulatory trends, sanctions and trade-based money laundering typologies, market practices and standards.
Contribute to the training of the Business Lines on Sanctions related matters and providing advisory support to them to identify, manage, and mitigate Sanctions and Embargoes related risks.
Contribute to the production and reporting of S&E related Management Information (KRI/KPI).
Interact and collaborate with other teams at a local level (including AML/KYC, Regulatory, Transformation, COO teams) and at the Group level (Norms and Procedures, Oversight, Incidents teams) as well as FCU teams from other regions.
Contribute to the development of the Sanctions Compliance framework within the Group and to enhance working methodologies (sharing best practices, promoting consistency in analytical approaches, etc.)
Undertake ad hoc projects as assigned by the APAC Regional Head of Sanctions.
Supporting the APAC Regional Head of Sanctions in the oversight and management of all S&E related matters.

优先资格

Relevant professional certifications, including the ACAMS Certified Global Sanctions Specialist (CGSS), are preferred but not a prerequisite.

HKMA Enhanced Competency Framework (ECF) certification is preferred (Only for Hong Kong).
Mandarin is an advantage.

AI 洞察

优缺点分析

优点

  • Work at a major global bank with a strong compliance culture and regional exposure.
  • Gain expertise in sanctions regulations across multiple jurisdictions (EU, US, UN, HK).
  • High demand for sanctions compliance skills globally, providing career stability and mobility.
  • High responsibility and potential pressure from regulatory scrutiny and tight deadlines.
  • Need to stay continuously updated on evolving geopolitical and regulatory changes.
  • Role may involve occasional intensive workload during sanctions-related incidents.
  • This role is ideal for experienced sanctions compliance professionals who enjoy advisory work, have strong regulatory knowledge, and want to work in a dynamic APAC hub.

缺点 / 挑战

暂无明显挑战项

角色解读

  • Potential progression to APAC Regional Head of Sanctions or Group-level sanctions roles.
  • Opportunity to expand into broader financial crime compliance leadership (AML, ABC, Fraud).
  • Development of cross-regional expertise and regulatory influence within a global bank.
  • Provide sanctions compliance advisory to business lines on transactions, customer onboarding, and periodic reviews.
  • Clear sanctions screening alerts and escalate complex cases to Group level.
  • Contribute to the development and enhancement of the sanctions compliance framework and policies.
  • Train business lines on sanctions risks and produce management reporting on key risk indicators.
  • Deep knowledge of EU, US, UN, and HK sanctions regimes and their application.
  • Strong analytical and critical thinking skills to assess complex transactions and customer profiles.
  • Proficiency in using sanctions screening tools like World-Check and Dow Jones.
  • Solid understanding of trade finance products and KYC/CDD/EDD processes.

申请策略

  • Tailor your CV to demonstrate both technical sanctions knowledge and stakeholder management abilities.
  • Prepare to discuss specific examples of complex sanctions advisory or alert clearance cases.
  • Emphasize years of sanctions compliance experience and specific knowledge of EU/US/UN/HK regimes.
  • Highlight experience with trade finance and KYC/CDD/EDD intersection with sanctions.
  • List proficiency with screening tools (World-Check, Dow Jones) and any professional certifications (CGSS, ECF).
  • If not already held, consider obtaining ACAMS CGSS certification to strengthen profile.
  • Deepen understanding of trade finance products and money laundering typologies.

面试指南

  • Use the STAR method: Situation, Task, Action, Result to structure responses.
  • Demonstrate knowledge of specific regulations and practical application.
  • Show analytical approach: how you weigh risk factors and justify decisions.
  • How do you assess sanctions risk in a complex trade finance transaction?
  • Describe a time you had to escalate a sanctions issue to senior management. What was the outcome?
  • How do you stay updated on changing sanctions regulations across different jurisdictions?
  • Explain the intersection of KYC/CDD and sanctions screening processes.
  • What experience do you have with sanctions screening tools and how do you handle false positives?

职位点评

76
综合评分

Global bank senior compliance role in Hong Kong offering strong expertise growth and compensation, but limited flexibility and high accountability.

从薪资福利、成长空间、工作节奏和岗位方向综合评估，方便横向比较。

更适合这类人
Candidates who prioritize skill growth, regulatory expertise, and career advancement in a stable, high-responsibility role can tolerate office-based work and moderate work-life balance.
表现最好
成长发展
相对薄弱
工作生活
薪资福利80
成长发展85
工作生活60
使命价值75

薪资福利

80较高

The role offers competitive compensation for a senior VP position in Hong Kong, typical for global banks. Benefits likely include bonus, pension, and insurance, though not detailed in the JD.

薪资信号未披露（AI估算：80K-130K/月）

成长发展

85较高

Strong developmental opportunities: regional exposure, training contributions, and involvement in policy enhancement. The role is at the forefront of regulatory compliance and geopolitical analysis.

技术前沿传统/成熟技术
技术栈Sanctions Screening、World-Check、Dow Jones Risk & Compliance
成长机会training、enhance working methodologies
业务类型cost_center

工作生活

60中等

Banking compliance roles in Hong Kong are generally office-based with standard working hours, but may require overtime during regulatory deadlines or incidents. No flexible work arrangements mentioned.

工作模式仅现场办公
办公地点市区核心地段
加班情况未提及（无法判断）

使命价值

75中等

Strong sense of purpose in preventing financial crime and ensuring regulatory compliance. The role directly contributes to the integrity of the financial system, which is inherently meaningful.

行业发展稳定成熟行业
社会影响正向社会影响力较高
使命信号prevent financial crime、compliance with sanctions
创新程度稳健跟随主流

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